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EP16August 24, 202601:12:02

Compliance AI, Improv, and Running Your Own Models

Andy Green
Founder, Three Points Compliance

Andy Green — founder of Three Points Compliance in Hong Kong, building AI tools for SFC-licensed firms to monitor employee trading and conflicts of interest. PhD. Thirty years across GSM anti-fraud systems at Neural Technologies, the early terminal build-out at the Hong Kong Exchange, and a string of startups. Works with his business partner Trini So, a long-time compliance specialist. Long-time AI tinkerer, improv and comedy fan.

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Chapters

  1. 0:00Intro
  2. 0:14Are we buddies now?
  3. 1:49Who is Andy Green?
  4. 3:40From electronics to machine learning
  5. 4:36One of the UK's first ML master's courses
  6. 5:32Building data distribution for the stock exchange
  7. 8:25Designing the wireless betting network
  8. 10:22Before GPRS — DHL, UPS, TNT, FedEx on the network
  9. 15:05Emergent behaviour, and why it surprises us
  10. 18:05Biologically motivated computing
  11. 20:54Neural networks as fringe research
  12. 24:38Three Points Compliance — monitoring employee trading
  13. 26:44Orchestration and a multiplicity of experts
  14. 30:48GSM anti-fraud at Neural Technologies
  15. 33:47The Cyberport incubator
  16. 36:39Working with Trini So
  17. 37:34The 80-20 rule in compliance
  18. 42:17Proving you followed the rules
  19. 45:08Improv, and why comedy helps
  20. 48:46Learning to program on paper tape
  21. 51:35The day the PDP-11 arrived
  22. 55:30How big does a model need to be?
  23. 57:24Why smaller models matter
  24. 58:19The information never leaves the office
  25. 1:02:12Closed models and access from Hong Kong
  26. 1:03:10What a neural network actually does
  27. 1:06:56Six months on — 'I can just wing it'
  28. 1:07:41How much RAM do you actually need?
  29. 1:10:41A new industrial revolution
  30. 1:11:38Why Andy is optimistic

About This Episode

Andy Green has spent thirty years building systems that cannot be allowed to fail — GSM anti-fraud for mobile networks, the early terminals at the Hong Kong Exchange, and now Three Points Compliance, which builds AI tools for SFC-licensed firms. He argues compliance is the one place where a plausible answer is worse than no answer, and explains how you build AI that knows when to stop. Also: why he runs Qwen at home on modified hardware, why 'never' is a dangerous word, and what improv comedy taught him about engineering.

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